Caroline Rose Corbin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Lee, NJ
• 09/2020 → 03/2021
  Spacenk
  New York, NY
• 06/2016 → 06/2020
  Bloomingdales
  New York, NY
• 07/2020 → 09/2020
  Unemployed
  New York, NY
• 06/2014 → 03/2021
  Madison Consulting Inc
  New York, NY
• 08/2013 → 05/2017
  Hamilton College
  Clinton, NY
• 09/2010 → 09/2017
  Unemployed
  New York, NY
• 08/2023 → Present
  Bank Of Amerrica, N.A.
  Fort Lee, NJ

Other Businesses

I*2794276, Entity Type, Name of OBA: The New York Junior League Address: New YorkNew York10075 Investment Related: No Position, Title, Association: member Employee Start Date: 09/09/2025No Hours: 4 monthly No Hours during trading: 0 Duties: I will be volunteering as a member within one of the groups that specializes in member development and the procurement of new members transferring from outside Junior Leagues. I will just be a volunteer in this role, as opposed to my prior role within the organization as a Co-Chair. Volunteer organization in the city that helps facilitate community programs involving youth mentorship, community development, and women focused charities through New York City.

Exams

• S66 Uniform Combined State Law Examination
  2023-07-25