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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-15
RI RA APPROVED 2021-12-13
  • TX RA
    APPROVED
    Since 2021-12-15
  • RI RA
    APPROVED
    Since 2021-12-13

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2021 Present
Narragansett Council East Providence RI 07/2014 10/2020
Amazon Milford MA 04/2020 05/2020
University Of Rhode Island Kingston RI 09/2016 05/2020
Reef Breeder Llc Wakefield RI 12/2018 01/2019
Unemployed Cumberland RI 11/2020 02/2021
University Of Rhode Island Kingston RI 12/2017 05/2020
Bank Of America, N.A. Lincoln RI 01/2023 Present
  • 03/2021 → Present
    Lincoln, RI
  • 07/2014 → 10/2020
    Narragansett Council
    East Providence, RI
  • 04/2020 → 05/2020
    Amazon
    Milford, MA
  • 09/2016 → 05/2020
    University Of Rhode Island
    Kingston, RI
  • 12/2018 → 01/2019
    Reef Breeder Llc
    Wakefield, RI
  • 11/2020 → 02/2021
    Unemployed
    Cumberland, RI
  • 12/2017 → 05/2020
    University Of Rhode Island
    Kingston, RI
  • 01/2023 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-22
  • S66 Uniform Combined State Law Examination
    2021-11-22

View on SEC IAPD

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