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Carl Fancy

Northwestern Mutual Investment Services, LLC

Orlando, FL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-04
  • FL RA
    APPROVED
    Since 2021-10-04

Branch Locations

1000 Legion Pl Ste 1400, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Six Flags New England Agawam MA 05/2011 09/2019
Fathers And Sons Vw West Springfield MA 06/2018 06/2020
Liberty Mutual Springfield MA 06/2020 02/2021
Unemployed Kissimmee FL 02/2021 05/2021
Northwestern Mutual Investment Services Llc Orlando FL 05/2021 Present
Steven Thagard Orlando FL 05/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2021 Present
Mary Thagard Orlando FL 10/2025 Present
  • 05/2011 → 09/2019
    Six Flags New England
    Agawam, MA
  • 06/2018 → 06/2020
    Fathers And Sons Vw
    West Springfield, MA
  • 06/2020 → 02/2021
    Liberty Mutual
    Springfield, MA
  • 02/2021 → 05/2021
    Unemployed
    Kissimmee, FL
  • 05/2021 → Present
    Northwestern Mutual Investment Services Llc
    Orlando, FL
  • 05/2021 → Present
    Steven Thagard
    Orlando, FL
  • 11/2021 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2025 → Present
    Mary Thagard
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
  • S66 Uniform Combined State Law Examination
    2021-09-29
Other Names
  • Carl Fancy

View on SEC IAPD

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Other Offices

SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
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CHARLES SCHWAB & CO., INC. · Orlando, FL
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