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Eric Xiangyu Xie

Morgan Stanley

San Francisco, CA

CRD 7357247

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-03
TX RA APPROVED 2022-06-03
  • CA RA
    APPROVED
    Since 2022-06-03
  • TX RA
    APPROVED
    Since 2022-06-03

Branch Locations

555 California Street 35Th Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Francisco CA 08/2021 05/2022
Hays Talent Solutions Llc Tampa FL 04/2021 07/2021
Wells Fargo San Francisco CA 06/2003 03/2021
Morgan Stanley San Francisco CA 05/2022 Present
  • 08/2021 → 05/2022
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 04/2021 → 07/2021
    Hays Talent Solutions Llc
    Tampa, FL
  • 06/2003 → 03/2021
    Wells Fargo
    San Francisco, CA
  • 05/2022 → Present
    Morgan Stanley
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-12
  • S66 Uniform Combined State Law Examination
    2022-04-12
Other Names
  • Eric Xiangyu Xie
  • Eric Xie

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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