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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-28
AL RA APPROVED 2026-04-02
  • TX RA
    APPROVED_RES
    Since 2026-04-28
  • AL RA
    APPROVED
    Since 2026-04-02

Branch Locations

300 S Orange Ave Division - Southeast, Orlando, FL 32801 • United States

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montgomery AL 03/2021 Present
Sylvan Learning Center Wetumpka AL 03/2015 04/2021
First Community Bank Of Central Alabama Wetumpka AL 03/2010 03/2021
Other Businesses

I*1922300, Entity Type, Entity for Profit, Name of OBA: LimeLife by Alcone, Address: Queens, NY, 11101, Investment Related: No, Position, Title, Association: Employee, Employee Start Date: 07/19/2024, No Hours: 10hrs/Weekly, No Hours during trading: 0, Duties: Sell make up as means to make extra income and fill my time on the weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-02
  • S66 Uniform Combined State Law Examination
    2026-04-02
Other Names
  • Misty Edwards
  • Misty Kennedy
  • Misty B Mitchell

View on SEC IAPD

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