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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-02-04 |
| TX | RA | APPROVED | 2024-07-22 |
| VA | RA | APPROVED | 2024-07-22 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Williamsburg | VA | 09/2010 | 03/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2021 | 12/2022 |
| Northwestern Mutual Investment Services Llc | Baltimore | MD | 04/2021 | 12/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2022 | 12/2022 |
| Rockefeller Financial Llc | Washington Dc | DC | 01/2023 | 10/2023 |
| Audley Consulting Group Dba Sehmi Enterprise | Rockville | MD | 05/2020 | 04/2021 |
| Rockefeller Financial Llc | Arlington | VA | 10/2023 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-10 |
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