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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-09
IL RA APPROVED 2023-01-06
  • TX RA
    APPROVED
    Since 2023-01-09
  • IL RA
    APPROVED
    Since 2023-01-06

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bourbonnais IL 05/2016 10/2016
Bourbonnais Park District Bourbonnais IL 10/2016 01/2017
Brickstone Brewery Bourbonnais IL 01/2017 05/2021
Northwestern Mutual Downers Grove IL 05/2021 07/2021
Guardian Life Insurance Company Deerfield IL 08/2022 11/2022
Park Avenue Securities Deerfield IL 01/2022 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orland Park IL 11/2022 Present
Kankakee Community College Kankakee IL 08/2016 05/2017
Southern Illinois University Carbondale IL 08/2017 05/2018
Governors State University University Park IL 08/2018 05/2021
Pietsch Financial Group Deerfield IL 08/2021 11/2022
Bank Of America, N.A. Orland Park IL 01/2023 Present
  • 05/2016 → 10/2016
    Unemployed
    Bourbonnais, IL
  • 10/2016 → 01/2017
    Bourbonnais Park District
    Bourbonnais, IL
  • 01/2017 → 05/2021
    Brickstone Brewery
    Bourbonnais, IL
  • 05/2021 → 07/2021
    Northwestern Mutual
    Downers Grove, IL
  • 08/2022 → 11/2022
    Guardian Life Insurance Company
    Deerfield, IL
  • 01/2022 → 11/2022
    Park Avenue Securities
    Deerfield, IL
  • 11/2022 → Present
    Orland Park, IL
  • 08/2016 → 05/2017
    Kankakee Community College
    Kankakee, IL
  • 08/2017 → 05/2018
    Southern Illinois University
    Carbondale, IL
  • 08/2018 → 05/2021
    Governors State University
    University Park, IL
  • 08/2021 → 11/2022
    Pietsch Financial Group
    Deerfield, IL
  • 01/2023 → Present
    Bank Of America, N.A.
    Orland Park, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-12
  • S66 Uniform Combined State Law Examination
    2022-03-12

View on SEC IAPD

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