Best Investors Account Sign in

Drew A Dombrowski

Ubs Financial Services Inc.

Chicago, IL

CRD 7357024

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-26
  • IL RA
    APPROVED
    Since 2024-11-26

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Chicago IL 04/2021 09/2021
Best Dedicated Solutions, Llc Vernon Hills IL 09/2020 03/2021
University Of Illinois At Urbana-Champaign Champaign IL 08/2016 08/2020
John Caywood - State Farm Insurance Agent Champaign IL 01/2019 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 02/2022 10/2024
Unemployed Gurnee IL 09/2021 02/2022
Merit Club Golf Course Champion IL 04/2020 09/2020
Ubs Financial Services Inc. Northbrook IL 11/2024 Present
  • 04/2021 → 09/2021
    E*Trade Securities Llc
    Chicago, IL
  • 09/2020 → 03/2021
    Best Dedicated Solutions, Llc
    Vernon Hills, IL
  • 08/2016 → 08/2020
    University Of Illinois At Urbana-Champaign
    Champaign, IL
  • 01/2019 → 05/2019
    John Caywood - State Farm Insurance Agent
    Champaign, IL
  • 02/2022 → 10/2024
    Chicago, IL
  • 09/2021 → 02/2022
    Unemployed
    Gurnee, IL
  • 04/2020 → 09/2020
    Merit Club Golf Course
    Champion, IL
  • 11/2024 → Present
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-23
S63 Uniform Securities Agent State Law Examination 2021-08-09
  • S66 Uniform Combined State Law Examination
    2022-11-23
  • S63 Uniform Securities Agent State Law Examination
    2021-08-09
Other Names
  • Drew A Dombrowski
  • Drew Dombrowski

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor