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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-20
TX RA APPROVED 2021-12-20
  • IL RA
    APPROVED
    Since 2021-12-20
  • TX RA
    APPROVED
    Since 2021-12-20

Branch Locations

477 South 3Rd Street, Geneva, IL 60134 • United States

Geneva, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ibm Chicago IL 07/2015 06/2021
Thrivent Investment Management Inc Geneva IL 04/2021 Present
Thrivent Financial Appleton WI 09/2021 11/2021
Thrivent Financial Appleton WI 11/2021 Present
  • 07/2015 → 06/2021
    Ibm
    Chicago, IL
  • 04/2021 → Present
    Geneva, IL
  • 09/2021 → 11/2021
    Thrivent Financial
    Appleton, WI
  • 11/2021 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
S63 Uniform Securities Agent State Law Examination 2021-09-03
  • S66 Uniform Combined State Law Examination
    2021-12-17
  • S63 Uniform Securities Agent State Law Examination
    2021-09-03
Other Names
  • Jake Owens

View on SEC IAPD

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