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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-30 |
| AZ | RA | APPROVED | 2021-09-16 |
Branch Locations
14547 W Grand Ave, Surprise, AZ 85374 • United States
4323 W Peoria Ave, Glendale, AZ 85302 • United States
19002 N R H Johnson Blvd, Sun City West, AZ 85375 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Surprise | AZ | 04/2021 | Present |
| Wells Fargo Bank, Na | Cave Creek | AZ | 09/2017 | 04/2025 |
| Kay Jewelers | Phoenix | AZ | 11/2017 | 12/2017 |
| Sunglass Hut | Phoenix | AZ | 03/2018 | 07/2018 |
| Polo Ralph Lauren | Phoenix | AZ | 11/2015 | 06/2017 |
| El Encanto Mexican Restaurant | Cave Creek | AZ | 06/2017 | 09/2017 |
| Boulder Creek High School | Phoenix | AZ | 08/2013 | 05/2017 |
| Paradise Valley Community College | Phoenix | AZ | 01/2018 | 12/2019 |
| Rio Salado College | Tempe | AZ | 01/2019 | 05/2019 |
| Glendale Community College | Glendale | AZ | 08/2020 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-15 |
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