Catherine Lee Chamberlin

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-03-10
TX	RA	APPROVED	2026-03-10
VT	RA	APPROVED	2026-03-10
IL	RA	APPROVED	2024-03-27

Branch Locations

Chicago, IL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	04/2021	03/2023
Tiaa	Denver	CO	04/2021	03/2023
Unemployed	Denver	CO	10/2020	04/2021
Uno Mas Taqueria	Denver	CO	03/2018	11/2020
Abc Nannies	Denver	CO	09/2017	05/2018
Ldk Logistics	Aurora	CO	04/2016	09/2017
Colorado Ballet Company	Denver	CO	12/2015	08/2018
Morgan Stanley	Chicago	IL	10/2023	02/2024
Club Lucky	Chicago	IL	04/2023	09/2023
Tiaa	Chicago	IL	03/2024	Present
Tiaa-Cref Individual & Institutional Services, Llc	Chicago	IL	03/2024	Present

04/2021 → 03/2023

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
04/2021 → 03/2023

Tiaa

Denver, CO
10/2020 → 04/2021

Unemployed

Denver, CO
03/2018 → 11/2020

Uno Mas Taqueria

Denver, CO
09/2017 → 05/2018

Abc Nannies

Denver, CO
04/2016 → 09/2017

Ldk Logistics

Aurora, CO
12/2015 → 08/2018

Colorado Ballet Company

Denver, CO
10/2023 → 02/2024

Morgan Stanley

Chicago, IL
04/2023 → 09/2023

Club Lucky

Chicago, IL
03/2024 → Present

Tiaa

Chicago, IL
03/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Chicago, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-27
S63	Uniform Securities Agent State Law Examination	2021-06-04

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