Best Investors Account Sign in

Samuel Robert Moore

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7356405

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-26
TX RA APPROVED 2025-11-26
  • NC RA
    APPROVED
    Since 2025-11-26
  • TX RA
    APPROVED
    Since 2025-11-26

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte PA 03/2021 Present
Techtronic Industries Power Equipment (Milwaukee Tool) Charlotte NC 01/2020 01/2021
Techtronic Industries Power Equipment Charlotte NC 06/2019 01/2020
Techtronic Industries Power Equipment Augusta GA 02/2019 06/2019
Blythewood Gun And Gold Exchange Blythewood SC 10/2016 12/2018
South Carolina Golf Association Columbia SC 05/2016 09/2016
University Of South Carolina Columbia SC 08/2014 12/2018
Vanguard Marketing Corporation Charlotte NC 03/2021 Present
Vanguard Advisers, Inc. Charlotte NC 11/2025 Present
  • 03/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, PA
  • 01/2020 → 01/2021
    Techtronic Industries Power Equipment (Milwaukee Tool)
    Charlotte, NC
  • 06/2019 → 01/2020
    Techtronic Industries Power Equipment
    Charlotte, NC
  • 02/2019 → 06/2019
    Techtronic Industries Power Equipment
    Augusta, GA
  • 10/2016 → 12/2018
    Blythewood Gun And Gold Exchange
    Blythewood, SC
  • 05/2016 → 09/2016
    South Carolina Golf Association
    Columbia, SC
  • 08/2014 → 12/2018
    University Of South Carolina
    Columbia, SC
  • 03/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 11/2025 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-25
S63 Uniform Securities Agent State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2025-11-25
  • S63 Uniform Securities Agent State Law Examination
    2021-05-07
Other Names
  • Sam Moore

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor