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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-02-16 |
Branch Locations
401 S Tryon St 2Nd Floor, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 03/2021 | Present |
| Fidelity Investments | Rtp | NC | 09/2020 | 03/2021 |
| Unemployed | Durham | NC | 05/2020 | 09/2020 |
| The University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2019 | 05/2020 |
| Chapel Hill-Carrboro City Schools | Chapel Hill | NC | 01/2020 | 03/2020 |
| Rainbow Soccer Limited | Chapel Hill | NC | 09/2019 | 11/2019 |
| Maurice J. Bushell & Co. | London | 07/2019 | 08/2019 | |
| Boston University: London | London | 05/2019 | 08/2019 | |
| The University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2018 | 05/2019 |
| Island Water Sports | Indian Beach | NC | 05/2018 | 07/2018 |
| The University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2017 | 05/2018 |
| Island Water Sports | Indian Beach | NC | 06/2017 | 08/2017 |
| The University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2016 | 05/2017 |
| Wells Fargo Investment Institute, Inc | Charlotte | NC | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-22 |
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