Grant Austin Williams

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-10-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Seattle	WA	12/2023	10/2025
Humana	Federal Way	WA	05/2023	11/2023
Unemployed	Renton	WA	06/2022	05/2023
Empirical Wealth Management	Seattle	WA	10/2021	06/2022
Unemployed	Lacey	WA	08/2021	10/2021
Nwps	Seattle	WA	07/2020	08/2021
Unemployed	Lacey	WA	05/2020	07/2020
Sompo International	New York City	NY	06/2019	05/2020
Wesleyan University	Middletown	CT	09/2015	05/2019
Tiaa	Seattle	WA	10/2025	Present
Tiaa-Cref Individual & Institutional Services, Llc	Seattle	WA	10/2025	Present

12/2023 → 10/2025

Ameriprise Financial Services, Llc

Seattle, WA
05/2023 → 11/2023

Humana

Federal Way, WA
06/2022 → 05/2023

Unemployed

Renton, WA
10/2021 → 06/2022

Empirical Wealth Management

Seattle, WA
08/2021 → 10/2021

Unemployed

Lacey, WA
07/2020 → 08/2021

Nwps

Seattle, WA
05/2020 → 07/2020

Unemployed

Lacey, WA
06/2019 → 05/2020

Sompo International

New York City, NY
09/2015 → 05/2019

Wesleyan University

Middletown, CT
10/2025 → Present

Tiaa

Seattle, WA
10/2025 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Seattle, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-17