Patrick V Prendergast

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 09/2021 → 11/2021
  Florida Craft Distributors
  Delray Beach, FL
• 06/2021 → 07/2021
  Harvey's
  Pierrefonds
• 05/2019 → 05/2021
  Bentley University Office Of Undergraduate Admissions
  Waltham, MA
• 08/2017 → 05/2021
  Bentley University
  Waltham, MA
• 07/2020 → 09/2020
  Alku
  Andover, MA
• 05/2018 → 08/2019
  Bentley University Office Of Undergraduate Admissions
  Waltham, MA
• 06/2017 → 08/2017
  Ch Robinson
  Dorval
• 08/2015 → 06/2017
  St. Paul's School
  Concord, NH

Other Businesses

I*1221255, Entity Type: Entity For Profit, Name of OBA: PK Group, Address: Fort Lauderdale, Florida 33304, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 03/27/2023, No Hours: 10, No Hours during trading: 0, Duties: My roommate has decided to create a marketing LLC where he will be helping individuals and small businesses with their social media platforms and websites. He is not very knowledgeable in terms of invoicing, and the operations side of the business. I will be helping him with the operations of the business, formatting emails and sending out various bills. I will be helping him get his Quickbooks and other automated operations account up and running.

Exams

• S66 Uniform Combined State Law Examination
  2022-05-26

Other Names

• Patrick Prendergast