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Jordan Alexander Hawks

Rockefeller Capital Management

Arlington, VA

Rockefeller Financial LLC

Florham Park, NJ

Arlington, VA

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-09-23
  • VA RA
    APPROVED
    Since 2025-09-23

Branch Locations

1812 N Moore St Suite 1700, Arlington, VA 22209 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-09
DC RA APPROVED 2023-04-19
  • VA RA
    APPROVED
    Since 2023-10-09
  • DC RA
    APPROVED
    Since 2023-04-19

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller & Co Washington DC 11/2018 10/2023
Rockefeller Financial Llc Washington DC 06/2021 10/2023
Eton Advisors Llc Chapel Hill NC 02/2018 08/2018
Wake Forest University Winston-Salem NC 01/2011 06/2018
Unemployed Centreville VA 08/2018 11/2018
Rockefeller Capital Management Arlington VA 10/2023 02/2025
Rockefeller Financial Llc Arlington VA 10/2023 Present
  • 11/2018 → 10/2023
    Rockefeller & Co
    Washington, DC
  • 06/2021 → 10/2023
    Rockefeller Financial Llc
    Washington, DC
  • 02/2018 → 08/2018
    Eton Advisors Llc
    Chapel Hill, NC
  • 01/2011 → 06/2018
    Wake Forest University
    Winston-Salem, NC
  • 08/2018 → 11/2018
    Unemployed
    Centreville, VA
  • 10/2023 → 02/2025
    Rockefeller Capital Management
    Arlington, VA
  • 10/2023 → Present
    Rockefeller Financial Llc
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Arlington, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ARLINGTON, VA
DELIBERATE CAPITAL · ARLINGTON, VA
WELLS FARGO CLEARING SERVICES, LLC · ARLINGTON, VA
ALLSTATE FINANCIAL ADVISORS, LLC · Arlington, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Arlington, VA
CORETEGIC CAPITAL, LLC · ARLINGTON, VA
WELLS FARGO CLEARING SERVICES, LLC · ARLINGTON, VA

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