Yi Mao

Charles Schwab & Co., Inc.

Claim This Profile

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-17

TX RA
APPROVED

Since 2025-11-17

Branch Locations

Bedford, TX • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Southlake	TX	03/2021	09/2023
Walgreens	Coshocton	OH	10/2020	12/2020
N/A	Coshocton	OH	08/2020	10/2020
N/A	Taoyuan		12/2015	07/2020
Charles Schwab & Co., Inc.	Bedford	TX	09/2023	Present

03/2021 → 09/2023

Td Ameritrade

Southlake, TX
10/2020 → 12/2020

Walgreens

Coshocton, OH
08/2020 → 10/2020

N/A

Coshocton, OH
12/2015 → 07/2020

N/A

Taoyuan
09/2023 → Present

Charles Schwab & Co., Inc.

Bedford, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-17
S63	Uniform Securities Agent State Law Examination	2021-12-21

S66 Uniform Combined State Law Examination

2025-11-17
S63 Uniform Securities Agent State Law Examination

2021-12-21

View on SEC IAPD

More in Bedford, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor