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Jacob Lopez

Morgan Stanley

Tampa, FL

CRD 7355563

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-01
TX RA APPROVED 2023-05-26
UT RA APPROVED 2023-05-22
  • FL RA
    APPROVED
    Since 2023-08-01
  • TX RA
    APPROVED
    Since 2023-05-26
  • UT RA
    APPROVED
    Since 2023-05-22

Branch Locations

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Tampa FL 04/2021 Present
Momentum Resource Solutions, Llc Edison NJ 10/2020 04/2021
Security National Financial Corporation Salt Lake City UT 03/2020 09/2020
Byu-Idaho Rexburg ID 04/2019 03/2020
Byu-Idaho Rexburg ID 09/2016 04/2020
E*Trade Securities Llc Sandy UT 04/2021 01/2022
Morgan Stanley Services Group, Inc. Sandy UT 01/2022 03/2023
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    Tampa, FL
  • 10/2020 → 04/2021
    Momentum Resource Solutions, Llc
    Edison, NJ
  • 03/2020 → 09/2020
    Security National Financial Corporation
    Salt Lake City, UT
  • 04/2019 → 03/2020
    Byu-Idaho
    Rexburg, ID
  • 09/2016 → 04/2020
    Byu-Idaho
    Rexburg, ID
  • 04/2021 → 01/2022
    E*Trade Securities Llc
    Sandy, UT
  • 01/2022 → 03/2023
    Morgan Stanley Services Group, Inc.
    Sandy, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-20
  • S66 Uniform Combined State Law Examination
    2023-05-20

View on SEC IAPD

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