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Nicholas John Cantando

LPl Financial LLC

Pittsford, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-28
  • NY RA
    APPROVED
    Since 2023-04-28

Branch Locations

15 Schoen Place, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pittsford NY 03/2021 Present
Financial Partners Of Upstate New York Rochester NY 11/2019 03/2021
Cobblestone Creek Country Club Victor NY 10/2018 05/2021
Bankers Life Victor NY 09/2019 11/2019
Keuka College Keuka Park NY 08/2014 05/2018
Chemung County Elmira NY 06/2018 08/2018
  • 03/2021 → Present
    Lpl Financial Llc
    Pittsford, NY
  • 11/2019 → 03/2021
    Financial Partners Of Upstate New York
    Rochester, NY
  • 10/2018 → 05/2021
    Cobblestone Creek Country Club
    Victor, NY
  • 09/2019 → 11/2019
    Bankers Life
    Victor, NY
  • 08/2014 → 05/2018
    Keuka College
    Keuka Park, NY
  • 06/2018 → 08/2018
    Chemung County
    Elmira, NY
Other Businesses

1) 11/2021- Canal View Financial Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Pittsford, NY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-18
  • S66 Uniform Combined State Law Examination
    2023-04-18

View on SEC IAPD

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MORGAN STANLEY
CHARLES SCHWAB & CO., INC.
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.

Other Investors

Christopher M Leone
Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY

More in Pittsford, NY

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