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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-03
WA RA APPROVED 2021-12-10
  • TX RA
    APPROVED
    Since 2022-02-03
  • WA RA
    APPROVED
    Since 2021-12-10

Branch Locations

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mod Pizza Woodinville WA 06/2016 02/2017
The Woodmark Hotel Kirkland WA 06/2017 09/2019
Nike Seattle WA 09/2017 06/2018
Nike Seattle WA 11/2018 07/2019
Eddie Bauer Seattle WA 06/2018 11/2018
Stifel Financial Corp. Bellevue WA 03/2021 Present
Accounts Receivable Intern Lake Forest Park WA 07/2019 06/2020
Boeing Tukwila WA 06/2020 09/2020
Lake Washington School District Kirkland WA 08/2011 06/2017
University Of Washington Seattle WA 09/2017 03/2021
  • 06/2016 → 02/2017
    Mod Pizza
    Woodinville, WA
  • 06/2017 → 09/2019
    The Woodmark Hotel
    Kirkland, WA
  • 09/2017 → 06/2018
    Nike
    Seattle, WA
  • 11/2018 → 07/2019
    Nike
    Seattle, WA
  • 06/2018 → 11/2018
    Eddie Bauer
    Seattle, WA
  • 03/2021 → Present
    Stifel Financial Corp.
    Bellevue, WA
  • 07/2019 → 06/2020
    Accounts Receivable Intern
    Lake Forest Park, WA
  • 06/2020 → 09/2020
    Boeing
    Tukwila, WA
  • 08/2011 → 06/2017
    Lake Washington School District
    Kirkland, WA
  • 09/2017 → 03/2021
    University Of Washington
    Seattle, WA
Other Businesses

1. Pi Kappa Phi Fraternity - Alpha Delta Chapter; 3701 Arco Corporate Drive, Suite 500 Charlotte NC 28273; Fraternity; Chapter Advisor; Advise executive council and active chapter on operations. Communicate with National Fraternity on status. Volunteer Position; 01/22/2025; 10 hrs/month; Not During Security Trading Hours; Not Investment-Related 2. Invest in Youth; 5263 Forest Ave SE Mercer Island, WA 98040; Volunteer tutoring for 3rd to 5th grade students; Board Member; Help advise the direction of the organization with a board of 10 members. Will be mostly focused on recruiting volunteer tutors to serve; 02/09/2026; 5hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-09
  • S66 Uniform Combined State Law Examination
    2021-12-09

View on SEC IAPD

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