Best Investors Account Sign in

Nicholas M Kowgios

Morgan Stanley

Purchase, NY

CRD 7355236

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-07
  • NY RA
    APPROVED
    Since 2022-02-07

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 05/2021 Present
Gettyburg College Gettysburg PA 08/2017 04/2021
North Salem Middle-High School North Salem NY 09/2010 07/2017
  • 05/2021 → Present
    Morgan Stanley
    Purchase, NY
  • 08/2017 → 04/2021
    Gettyburg College
    Gettysburg, PA
  • 09/2010 → 07/2017
    North Salem Middle-High School
    North Salem, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-05
  • S66 Uniform Combined State Law Examination
    2022-02-05
Other Names
  • Nick Kowgios

View on SEC IAPD

More in Purchase, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor