Inactive

Caroline Amanda Connor Gorham

Neumann Capital Management

Foster City, CA

CRD 7355176

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Employer firm

Neumann Capital Management CRD 112182

$630M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Neumann Capital Management

303 Vintage Park Drive, Suite 100, Foster City, CA 94404-1167 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-03-03
IL	RA	APPROVED	2023-03-03
TX	RA	APPROVED	2023-03-03

CA RA
APPROVED

Since 2023-03-03
IL RA
APPROVED

Since 2023-03-03
TX RA
APPROVED

Since 2023-03-03

Branch Locations

303 Vintage Park Drive, Suite 100, Foster City, CA 94404-1167 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neumann Capital Management, Llc	Foster City	CA	12/2016	Present
Homemaker	San Carlos	CA	09/2016	12/2016
Hult International Business School	San Francisco	CA	12/2010	09/2016

12/2016 → Present

Neumann Capital Management, Llc

Foster City, CA
09/2016 → 12/2016

Homemaker

San Carlos, CA
12/2010 → 09/2016

Hult International Business School

San Francisco, CA

Designations

Certified Financial Planner

Other Names

Caroline Amanda Villa Connor
Caroline Villa Connor
Caroline Amanda Gorham

View on SEC IAPD

Nearby Firms

CITIGROUP GLOBAL MARKETS INC.

U.S. BANCORP ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

Nearby Investors

Ronald Timothy Clement

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA

U.S. BANCORP ADVISORS, LLC · Foster City, CA

J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

More in Foster City, CA

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