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Caroline Amanda Connor Gorham

Neumann Capital Management

Foster City, CA

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Current Employers
Neumann Capital Management

303 Vintage Park Drive, Suite 100, Foster City, CA 94404-1167 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-03
IL RA APPROVED 2023-03-03
TX RA APPROVED 2023-03-03
  • CA RA
    APPROVED
    Since 2023-03-03
  • IL RA
    APPROVED
    Since 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-03

Branch Locations

303 Vintage Park Drive, Suite 100, Foster City, CA 94404-1167 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neumann Capital Management, Llc Foster City CA 12/2016 Present
Homemaker San Carlos CA 09/2016 12/2016
Hult International Business School San Francisco CA 12/2010 09/2016
  • 12/2016 → Present
    Neumann Capital Management, Llc
    Foster City, CA
  • 09/2016 → 12/2016
    Homemaker
    San Carlos, CA
  • 12/2010 → 09/2016
    Hult International Business School
    San Francisco, CA
Designations
Other Names
  • Caroline Amanda Villa Connor
  • Caroline Villa Connor
  • Caroline Amanda Gorham

View on SEC IAPD

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SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
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DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

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