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James Davis

Fisher\Smb

Carrollton, TX

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Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2025-09-29

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Retirement Solutions Llc Dba Fisher\Smb Plano TX 07/2025 Present
Unemployed N/A XX 04/2025 07/2025
Goldman Sachs Ayco Dallas TX 03/2018 04/2025
Umemployed N/A XX 01/2018 03/2018
Multiview Irving TX 09/2017 01/2018
Amazon Fort Worth TX 01/2016 09/2017
  • 07/2025 → Present
    Fisher Retirement Solutions Llc Dba Fisher\Smb
    Plano, TX
  • 04/2025 → 07/2025
    Unemployed
    N/A, XX
  • 03/2018 → 04/2025
    Goldman Sachs Ayco
    Dallas, TX
  • 01/2018 → 03/2018
    Umemployed
    N/A, XX
  • 09/2017 → 01/2018
    Multiview
    Irving, TX
  • 01/2016 → 09/2017
    Amazon
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-29
  • S65 Uniform Investment Adviser Law Examination
    2025-09-29

View on SEC IAPD

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