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Aaron Nathaniel Emory

First Citizens Investor Services, Inc.

Charlotte, NC

Hickory, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-30
  • NC RA
    APPROVED
    Since 2025-09-30

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

117 4Th Street Nw, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Cincinatti OH 03/2021 09/2021
Western And Southern Life Shelby NC 02/2021 09/2021
Elmcroft Of Shelby Shelby NC 01/2020 01/2021
Unemployed Boone NC 05/2019 12/2019
Westrock Forest City NC 01/2018 04/2019
Rutherford Golf Club Rutherfordton NC 05/2017 12/2017
Unemployed Forest City NC 11/2016 04/2017
Manpower Shelby NC 10/2010 10/2016
First Citizens Bank York SC 09/2021 06/2024
First Citizens Investor Services Raleigh NC 09/2021 06/2024
Wells Fargo Clearing Services, Llc Gastonia NC 06/2024 09/2025
Wells Fargo Bank, Na Gastonia NC 06/2024 09/2025
First Citizens Investor Services Raleigh NC 09/2025 Present
  • 03/2021 → 09/2021
    W&S Brokerage
    Cincinatti, OH
  • 02/2021 → 09/2021
    Western And Southern Life
    Shelby, NC
  • 01/2020 → 01/2021
    Elmcroft Of Shelby
    Shelby, NC
  • 05/2019 → 12/2019
    Unemployed
    Boone, NC
  • 01/2018 → 04/2019
    Westrock
    Forest City, NC
  • 05/2017 → 12/2017
    Rutherford Golf Club
    Rutherfordton, NC
  • 11/2016 → 04/2017
    Unemployed
    Forest City, NC
  • 10/2010 → 10/2016
    Manpower
    Shelby, NC
  • 09/2021 → 06/2024
    First Citizens Bank
    York, SC
  • 09/2021 → 06/2024
    First Citizens Investor Services
    Raleigh, NC
  • 06/2024 → 09/2025
    Wells Fargo Clearing Services, Llc
    Gastonia, NC
  • 06/2024 → 09/2025
    Wells Fargo Bank, Na
    Gastonia, NC
  • 09/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2021-06-04
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2021-06-04
Other Names
  • Aaron Emory

View on SEC IAPD

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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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