David Qiang Kuang

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-24

CA RA
APPROVED

Since 2021-08-24

Branch Locations

Lake Forest, CA • United States

888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Newport Beach	CA	03/2021	Present
Bank Of America N.A	Newport Beach	CA	04/2005	03/2021

03/2021 → Present

Ubs Financial Services Inc

Newport Beach, CA
04/2005 → 03/2021

Bank Of America N.A

Newport Beach, CA

Other Businesses

Name of sole prop business: David Kuang Notary Services. Not investment related. Using my home address as business address. Mobile notary. Started in 2021. 1-2 hours a month devote to this business of going around my home neighborhood to help customers that need mobile notary services charging notary fees plus convenience/travel fees.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-07-29

S63 Uniform Securities Agent State Law Examination

2021-07-29

Designations

Other Names

Zhao Qiang Kuang

View on SEC IAPD