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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-28 |
Branch Locations
5956 Sherry Lane, Dallas, TX 75225 • United States
College Station, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs | Salt Lake City | UT | 05/2020 | 03/2022 |
| Goldman Sachs | Irving | TX | 03/2022 | 09/2023 |
| Southern Virginia University | Buena Vista | VA | 09/2019 | 03/2020 |
| Associated Environmental Industries | Norman | OK | 04/2019 | 09/2019 |
| Deans Office Mckay School | Provo | UT | 08/2016 | 05/2019 |
| Prospera Financial Services | Dallas | TX | 09/2023 | 02/2025 |
| Prospera Financial Services Inc. | Dallas | TX | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-24 |
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