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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-17
  • CA RA
    APPROVED
    Since 2026-02-17

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Evoke Advisors

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-15
  • CA RA
    APPROVED
    Since 2025-10-15

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Evoke Advisors Los Angeles CA 06/2025 Present
Clifford Swan Investment Counselors Pasadena CA 11/2022 03/2025
Merrill Lynch San Francisco CA 04/2021 07/2022
Bank Of America San Francisco CA 06/2019 04/2021
Unemployed Los Angeles CA 07/2022 11/2022
Full-Time Student Los Angeles CA 01/2015 05/2019
Mai Capital Management, Llc Cleveland OH 01/2026 Present
  • 06/2025 → Present
    Los Angeles, CA
  • 11/2022 → 03/2025
    Clifford Swan Investment Counselors
    Pasadena, CA
  • 04/2021 → 07/2022
    Merrill Lynch
    San Francisco, CA
  • 06/2019 → 04/2021
    Bank Of America
    San Francisco, CA
  • 07/2022 → 11/2022
    Unemployed
    Los Angeles, CA
  • 01/2015 → 05/2019
    Full-Time Student
    Los Angeles, CA
  • 01/2026 → Present
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-15
  • S65 Uniform Investment Adviser Law Examination
    2025-10-15

View on SEC IAPD

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