Michael William Riley

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-06
NJ	RA	APPROVED	2016-12-15

TX RA
APPROVED_RES

Since 2022-04-06
NJ RA
APPROVED

Since 2016-12-15

Branch Locations

10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Short Hills	NJ	02/2009	11/2016
Axa Advisors, Llc.	New York	NY	12/2016	06/2020
Equitable Advisors, Llc	New York	NY	12/2016	Present

02/2009 → 11/2016

Metlife Securities

Short Hills, NJ
12/2016 → 06/2020

Axa Advisors, Llc.

New York, NY
12/2016 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2009-02-13 → 2016-12-22

Msi Financial Services, Inc.

Paramus, NJ

Short Hills, NJ

Paramus, NJ

Pearl River, NY

Roseland, NJ

Iselin, NJ
2007-08-13 → 2008-12-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
2006-04-27 → 2007-08-15

A. G. Edwards & Sons, Inc.

Moristown, NJ
2006-01-05 → 2006-03-29

Ameriprise Financial Services, Llc

Parsippany, NJ

Other Businesses

1/1/2009-PRESENT, METLIFE, Fixed BROKERAGE CONTRACT DIRECTLY, Life, Health, Accident, LESS THAN $10000 COMPENSATION ANNUALLY; Trustee (immediate family trust)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-29

S66 Uniform Combined State Law Examination

2005-11-29

Other Names

Michael William Riley
Michael William Riley

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews