James Earl Holland

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  Ameriprise Financial Services, Llc
  Westlake Village, CA
• 10/2020 → 03/2021
  Ace Hardware
  Thousand Oaks, CA
• 02/2017 → 01/2019
  Tony's Firehouse Restaurant
  Bakersfield, CA
• 12/2015 → 12/2016
  Humboldt State University - Intramural Sports
  Arcata, CA
• 01/2015 → 01/2017
  Humboldt State University
  Arcata, CA
• 01/2017 → 06/2019
  Bakersfield College
  Bakersfield, CA
• 06/2019 → 05/2021
  California Lutheran University
  Thousand Oaks, CA

Other Businesses

Outside Employment; EPIC Operations LLC; Associate Financial Advisor; Manage advisory business; 250 N Westlake Blvd, Suite 200, , Westlake Village, CA, 91362; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2023-08-22

Other Names

• James Earl Holland