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Sommer Gail Lockhart

Thrivent Investment Management Inc.

Fargo, ND

CRD 7353991

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2023-01-05
MN RA APPROVED 2021-08-03
  • ND RA
    APPROVED
    Since 2023-01-05
  • MN RA
    APPROVED
    Since 2021-08-03

Branch Locations

2605 42Nd St S, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Moorhead MN 05/2021 05/2021
Fargo Youth Hockey Fargo ND 05/2015 04/2021
Thrivent Investment Management Inc Fargo ND 05/2021 Present
Thrivent Financial Appleton WI 06/2021 10/2021
Thrivent Financial Appleton WI 10/2021 Present
  • 05/2021 → 05/2021
    Unemployed
    Moorhead, MN
  • 05/2015 → 04/2021
    Fargo Youth Hockey
    Fargo, ND
  • 05/2021 → Present
    Fargo, ND
  • 06/2021 → 10/2021
    Thrivent Financial
    Appleton, WI
  • 10/2021 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

LOCKHART FARMS POSITION: Wife/Support NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2021 ADDRESS: 2414 S Rivershore Dr, Moorhead MN 56560, United States DESCRIPTION: Support my husband. Clean out grain bins and help with harvest when I can. BIG AXX LLC POSITION: Supporter/Wife NATURE: The business has transition from a tree cutting business to a blade sharpening and handyman business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 2414 S Rivershore Drive, Moorhead MN 56560, United States DESCRIPTION: I help out to load, pick up or deliver blades when needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-02
  • S66 Uniform Combined State Law Examination
    2021-08-02

View on SEC IAPD

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