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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-01-05 |
| MN | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Moorhead | MN | 05/2021 | 05/2021 |
| Fargo Youth Hockey | Fargo | ND | 05/2015 | 04/2021 |
| Thrivent Investment Management Inc | Fargo | ND | 05/2021 | Present |
| Thrivent Financial | Appleton | WI | 06/2021 | 10/2021 |
| Thrivent Financial | Appleton | WI | 10/2021 | Present |
LOCKHART FARMS POSITION: Wife/Support NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2021 ADDRESS: 2414 S Rivershore Dr, Moorhead MN 56560, United States DESCRIPTION: Support my husband. Clean out grain bins and help with harvest when I can. BIG AXX LLC POSITION: Supporter/Wife NATURE: The business has transition from a tree cutting business to a blade sharpening and handyman business. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 2414 S Rivershore Drive, Moorhead MN 56560, United States DESCRIPTION: I help out to load, pick up or deliver blades when needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-02 |
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