Andrew Patrick Wittich

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2013-03-04
TX	RA	APPROVED	2013-03-01

LA RA
APPROVED

Since 2013-03-04
TX RA
APPROVED

Since 2013-03-01

Branch Locations

New Orleans, LA • United States

1340 Poydras St. Suite 2000 , New Orleans, LA 70112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	03/2013	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	03/2013	Present

03/2013 → Present

Cambridge Investment Research, Inc

Fairfield, IA
03/2013 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2005-04-18 → 2013-03-12

Mml Investors Services, Llc

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Other Businesses

1) BRIDGEPOINT FINANCIAL, 6870 GENERAL HAIG STREET, NEW ORLEANS, LA, 01/01/06, NIR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, GROUP HEALTH, LIFE AND DISABILITY, 3 HR/WK- 3 TRADING HR. 2) BRIDGEPOINT PINANCIAL, 6870 GENERAL HAIG STREET, NEW ORLEANS, LA, 03/01/2005, NIR INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, EMPLOYEE BENEFITS AND HEALTH INSURANCE, 5 HR/WEEKLY, 3/TRADE. 3) WITTICH FINANCIAL SERVICES, 6870 GENERAL HAIG STREET, NEW ORLEANS, LA. 03/16/2015, FINANCIAL ADVISOR, INVESTMENT RELATED, 50/WEEKLY, 6/TRADE 4) CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF A RIA. INVESTMENT RELATED 40/WEEK 30/TRADE. 03/01/13. 5) CLEVER RX, 6870 GENERAL HAIG, NEW ORLEANS, LA, PHARMACY DISCOUNT CARD, NIR, 12/20/19, NIR, 5 HR/MO- 0/TRADING HR 6) GATEWAY FINANCIAL ADVISORS, LLC, 6000 Uptown Blvd NE Ste 100, Albuquerque NM 87110, 03/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO, 5 HR/MO TRADING. 7) WITTICH FINANCIAL SERVICES LLC, 6870 GENERAL HAIG STREET, NEW ORLEANS LA 70124, 04/2024, OWNER OF A BUSINESS ENTITY, INV REL, 200 HR/MO - 120 HR/MO TRADING.