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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-24
CT RA APPROVED 2024-09-09
  • NY RA
    APPROVED
    Since 2025-02-24
  • CT RA
    APPROVED
    Since 2024-09-09

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Llc Ponte Vedra Beach FL 03/2021 06/2021
Regions Bank Mobile AL 12/2020 03/2021
Regions Bank Hoover AL 06/2019 12/2020
Mckinley & Associates, Llc Ponte Vedra Beach FL 05/2018 08/2018
Under Armour Baltimore MD 06/2018 06/2018
Brust Nutter Wealth Advisors Ponte Vedra Beach FL 03/2021 05/2022
Bcw Financial Consultants Ponte Vedra Beach FL 04/2021 05/2022
Auburn University Auburn AL 05/2015 05/2019
Raymond James Financial Services, Inc. Ponte Vedra Beach FL 06/2021 05/2022
Raymond James Financial Services Advisors, Inc. Ponte Vedra Beach FL 08/2021 05/2022
G.dIstributors,Llc - Associated Capital Rye NY 07/2022 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 08/2024 Present
  • 03/2021 → 06/2021
    Raymond James Financial Services, Llc
    Ponte Vedra Beach, FL
  • 12/2020 → 03/2021
    Regions Bank
    Mobile, AL
  • 06/2019 → 12/2020
    Regions Bank
    Hoover, AL
  • 05/2018 → 08/2018
    Mckinley & Associates, Llc
    Ponte Vedra Beach, FL
  • 06/2018 → 06/2018
    Under Armour
    Baltimore, MD
  • 03/2021 → 05/2022
    Brust Nutter Wealth Advisors
    Ponte Vedra Beach, FL
  • 04/2021 → 05/2022
    Bcw Financial Consultants
    Ponte Vedra Beach, FL
  • 05/2015 → 05/2019
    Auburn University
    Auburn, AL
  • 06/2021 → 05/2022
    Raymond James Financial Services, Inc.
    Ponte Vedra Beach, FL
  • 08/2021 → 05/2022
    Ponte Vedra Beach, FL
  • 07/2022 → 08/2024
    G.dIstributors,Llc - Associated Capital
    Rye, NY
  • 08/2024 → Present
    Greenwich, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-29
  • S66 Uniform Combined State Law Examination
    2021-07-29
Other Names
  • Russell J. Noletto
  • Russell Noletto

View on SEC IAPD

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