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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-24 |
| CT | RA | APPROVED | 2024-09-09 |
Branch Locations
300 Broadhollow Rd, Melville, NY 11747 • United States
One Bryant Park, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Llc | Ponte Vedra Beach | FL | 03/2021 | 06/2021 |
| Regions Bank | Mobile | AL | 12/2020 | 03/2021 |
| Regions Bank | Hoover | AL | 06/2019 | 12/2020 |
| Mckinley & Associates, Llc | Ponte Vedra Beach | FL | 05/2018 | 08/2018 |
| Under Armour | Baltimore | MD | 06/2018 | 06/2018 |
| Brust Nutter Wealth Advisors | Ponte Vedra Beach | FL | 03/2021 | 05/2022 |
| Bcw Financial Consultants | Ponte Vedra Beach | FL | 04/2021 | 05/2022 |
| Auburn University | Auburn | AL | 05/2015 | 05/2019 |
| Raymond James Financial Services, Inc. | Ponte Vedra Beach | FL | 06/2021 | 05/2022 |
| Raymond James Financial Services Advisors, Inc. | Ponte Vedra Beach | FL | 08/2021 | 05/2022 |
| G.dIstributors,Llc - Associated Capital | Rye | NY | 07/2022 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-29 |
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