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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-16 |
| NC | RA | APPROVED | 2005-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 01/2005 | Present |
| Bank Of America, N.A. | Charlotte | NC | 11/2009 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: JACOB AND JILL HOLDINGS L.L.C.3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS: CHARLOTTE, NORTH CAROLINA 282075.NATURE OF BUSINESS: LLC,7.POSITION, TITLE, ASSOCIATION: OFFICER, 8.START DATE OF RELATIONSHIP: 4/19/20139.NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 011.DUTIES: HOME FURNISHINGS COMPANY VICE PRESIDENT, OVERSEE AND APPROVE BUYINGI*1844333, Entity Type, Name of OBA: Dagger and Key Corp Address: charotteNorth Carolina28210 Investment Related: No Position, Title, Association: Officer Employee Start Date: 05/09/2024 No Hours: 2 Monthly No Hours during trading: 0 Duties: This is a student housing project in Boone NC. I've been president of Iota Psi corporation for 10+ yrs, the role is the same, i preside over a board of fraternity alumni and we manage a property for the benefit of the chapter. Dagger and Key was set up to replace Iota Psi because the chapter is starting a new project. I*2031278, Entity Type, Entity Charitable, Name of OBA: Eastover School PTA, Address: Charlotte, NC, 28207, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 09/04/2024, No Hours: 2hrs/Mo, No Hours during trading: 1, Duties: At Large member of my children's school PTA board. I*364272 Entity Type: N/A Name of OBA:Iota Psi Alumni Association Address:Charlotte North Carolina Investment Related:No Position, Title, Association:N/A Start Date:01/10/2010 No Hours: 5 Yearly No Hours during trading:0 Yearly Duties:board position fraternity alumni Coordinate communication
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-03 |
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