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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-30 |
| CA | RA | APPROVED | 2024-03-06 |
Branch Locations
1901 Avenue Of The Stars Suite 1400, Century City, CA 90067-6089 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Super Supplements | Spokane | WA | 06/2020 | 05/2021 |
| Temecula Olive Oil Co | Los Angeles | CA | 07/2019 | 01/2020 |
| Ace Hardware | Encino | CA | 05/2018 | 07/2018 |
| Gonzaga University | Spokane | WA | 08/2018 | 08/2022 |
| Loyola High School | Los Angeles | CA | 08/2014 | 06/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2021 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Spokane Valley | WA | 01/2022 | 05/2022 |
| Heath Waechter | Coeur D Alene | ID | 01/2022 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 07/2022 | 03/2024 |
| Bank Of America, N.A. | Spokane | WA | 09/2022 | 03/2024 |
| Rbc Capital Markets, Llc | Century City | CA | 03/2024 | Present |
| City National Bank | Century City | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-16 |
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