Best Investors Account Sign in
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-30
CA RA APPROVED 2024-03-06
  • TX RA
    APPROVED_RES
    Since 2026-03-30
  • CA RA
    APPROVED
    Since 2024-03-06

Branch Locations

1901 Avenue Of The Stars Suite 1400, Century City, CA 90067-6089 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Super Supplements Spokane WA 06/2020 05/2021
Temecula Olive Oil Co Los Angeles CA 07/2019 01/2020
Ace Hardware Encino CA 05/2018 07/2018
Gonzaga University Spokane WA 08/2018 08/2022
Loyola High School Los Angeles CA 08/2014 06/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2021 01/2022
Northwestern Mutual Investment Services Llc Spokane Valley WA 01/2022 05/2022
Heath Waechter Coeur D Alene ID 01/2022 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 07/2022 03/2024
Bank Of America, N.A. Spokane WA 09/2022 03/2024
Rbc Capital Markets, Llc Century City CA 03/2024 Present
City National Bank Century City CA 04/2026 Present
  • 06/2020 → 05/2021
    Super Supplements
    Spokane, WA
  • 07/2019 → 01/2020
    Temecula Olive Oil Co
    Los Angeles, CA
  • 05/2018 → 07/2018
    Ace Hardware
    Encino, CA
  • 08/2018 → 08/2022
    Gonzaga University
    Spokane, WA
  • 08/2014 → 06/2018
    Loyola High School
    Los Angeles, CA
  • 05/2021 → 01/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2022 → 05/2022
    Northwestern Mutual Investment Services Llc
    Spokane Valley, WA
  • 01/2022 → 05/2022
    Heath Waechter
    Coeur D Alene, ID
  • 07/2022 → 03/2024
    Spokane, WA
  • 09/2022 → 03/2024
    Bank Of America, N.A.
    Spokane, WA
  • 03/2024 → Present
    Century City, CA
  • 04/2026 → Present
    City National Bank
    Century City, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-06
S63 Uniform Securities Agent State Law Examination 2022-02-16
  • S66 Uniform Combined State Law Examination
    2022-05-06
  • S63 Uniform Securities Agent State Law Examination
    2022-02-16
Other Names
  • Jack Fitzgerald
  • Jack Eugene Fitzgerald

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Century City, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor