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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-06-24
  • LA RA
    APPROVED
    Since 2026-06-24

Branch Locations

One Galleria Blvd. Suite 735 , Metaire, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc., Metairie LA 04/2020 08/2020
Louisiana State University Baton Rouge LA 08/2019 05/2023
St. Martins Episcopal School Metairie LA 08/2014 05/2019
Texas Capital Bank Dallas TX 08/2023 04/2026
Tcbi Securities, Inc. Dallas TX 08/2023 04/2026
Raymond James Financial Services Inc. Metairie LA 04/2026 Present
Raymond James Financial Services Advisors, Inc Metairie LA 06/2026 Present
Tcbi Securities, Inc. Dallas TX 05/2022 08/2022
  • 04/2020 → 08/2020
    Raymond James Financial Services, Inc.,
    Metairie, LA
  • 08/2019 → 05/2023
    Louisiana State University
    Baton Rouge, LA
  • 08/2014 → 05/2019
    St. Martins Episcopal School
    Metairie, LA
  • 08/2023 → 04/2026
    Texas Capital Bank
    Dallas, TX
  • 08/2023 → 04/2026
    Tcbi Securities, Inc.
    Dallas, TX
  • 04/2026 → Present
    Raymond James Financial Services Inc.
    Metairie, LA
  • 06/2026 → Present
    Metairie, LA
  • 05/2022 → 08/2022
    Tcbi Securities, Inc.
    Dallas , TX
Other Businesses

(1)Name of Business: M Wealth Advisors Address: 1 Galleria Blvd Ste 735, Metairie , LA, 70001, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/15/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered representative\n

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-22
S63 Uniform Securities Agent State Law Examination 2023-08-04
  • S65 Uniform Investment Adviser Law Examination
    2026-06-22
  • S63 Uniform Securities Agent State Law Examination
    2023-08-04
Other Names
  • Brandon Roth

View on SEC IAPD

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