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Erik Woods

Ameriprise Financial Services, LLC

Gilbert, AZ

Scottsdale, AZ

Gilbert, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-05
  • TX RA
    APPROVED
    Since 2024-01-05

Branch Locations

161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2021 02/2022
Flemings Prime Steakhouse And Wine Bar Chandler AZ 04/2015 02/2021
Arizona State University Tempe AZ 08/2015 12/2019
Robinhood Financial, Llc Tempe AZ 02/2022 09/2022
Robinhood Markets, Inc Tempe AZ 06/2022 09/2022
Ameriprise Financial Services, Llc Gilbert AZ 10/2022 Present
  • 03/2021 → 02/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2015 → 02/2021
    Flemings Prime Steakhouse And Wine Bar
    Chandler, AZ
  • 08/2015 → 12/2019
    Arizona State University
    Tempe, AZ
  • 02/2022 → 09/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 09/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 10/2022 → Present
    Ameriprise Financial Services, Llc
    Gilbert, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-22
S63 Uniform Securities Agent State Law Examination 2021-04-22
  • S66 Uniform Combined State Law Examination
    2023-12-22
  • S63 Uniform Securities Agent State Law Examination
    2021-04-22
Other Names
  • Erik Woods
  • Erik William Woods

View on SEC IAPD

Other Firms

WATTS GWILLIAM & COMPANY, LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
BRIGHTGUIDE FINANCIAL
KINGSLEY WEALTH PARTNERS, INC.
VM JONES FINANCIAL CONSULTING, L.L.C.

Other Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam
Benjamin Cooper
DANIEL BRADFORD GWILLIAM
JEFFREY STEPHEN WATTS
JONATHAN MARK VEST
JEFFREY ALLEN FRYER

Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

More in Gilbert, AZ

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