David C Kirchfeld

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2014-01-17

OR RA
APPROVED

Since 2014-01-17

Branch Locations

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Portland	OR	01/2014	Present

01/2014 → Present

Lpl Financial Llc

Portland, OR

Previous Registrations

2012-12-03 → 2014-01-17

Key Investment Services Llc

Vancouver, WA

Troutdale, OR
2011-05-02 → 2012-12-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR

Other Businesses

1. 8/16/2018 - Kirchfeld Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/13/2018 - 160 Hours Per Month/160 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-29
S63	Uniform Securities Agent State Law Examination	2005-04-11

S66 Uniform Combined State Law Examination

2011-04-29
S63 Uniform Securities Agent State Law Examination

2005-04-11

Other Names

David Kirchfeld
David Chaim Kirchfeld

View on SEC IAPD