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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-30 |
Branch Locations
1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T3 Trading Group,Llc | New York | NY | 03/2021 | 08/2021 |
| High Conty Greet | Boone | NC | 05/2019 | 08/2021 |
| Appalachian State University | Boone | NC | 01/2019 | 12/2020 |
| Croasdaile Counrty Club | Durham | NC | 06/2012 | 01/2017 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 09/2021 | Present |
| Digital Intelligence Systems | Mclean | VA | 09/2021 | Present |
| Caldwell Community College | Boone | NC | 01/2018 | 12/2018 |
| East Carolina University | Greenville | NC | 08/2016 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-22 |
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