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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-12
  • IL RA
    APPROVED
    Since 2022-07-12

Branch Locations

3701 W Algonquin Rd Suite 610, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Plano IL 04/2015 09/2016
House Wife Shorewood IL 09/2016 11/2020
Self-Employed Shorewood IL 01/2020 12/2020
Primerica Financial Services Rolling Meadows IL 10/2005 Present
Tjoutlet Llc Shorewood IL 01/2021 Present
Pfs Investments Inc. Rolling Meadows IL 04/2021 Present
  • 04/2015 → 09/2016
    Self Employed
    Plano, IL
  • 09/2016 → 11/2020
    House Wife
    Shorewood, IL
  • 01/2020 → 12/2020
    Self-Employed
    Shorewood, IL
  • 10/2005 → Present
    Primerica Financial Services
    Rolling Meadows, IL
  • 01/2021 → Present
    Tjoutlet Llc
    Shorewood, IL
  • 04/2021 → Present
    Rolling Meadows, IL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. TJ Outlet, LLC, Not Investment Related, Shorewood, IL 60404, Online E-Commerce Business, Owner, 01/2021-Pesent, 80 hours per month (40 hours per month during securities trading hours), sell bullions, household items, electronics, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-04
S63 Uniform Securities Agent State Law Examination 2021-06-26
  • S65 Uniform Investment Adviser Law Examination
    2022-06-04
  • S63 Uniform Securities Agent State Law Examination
    2021-06-26
Other Names
  • Rupali Harshad Wadia
  • Rupali Parashar
  • Rupali Wadia
  • Rupali Agarwal

View on SEC IAPD

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