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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-05
TX RA APPROVED 2024-08-30
  • FL RA
    APPROVED
    Since 2025-03-05
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2023 11/2023
Jimmy Johns Lexington KY 09/2022 05/2023
Ubs Nashville TN 06/2022 08/2022
University Of Kentucky - Recreation And Wellness Lexington KY 09/2021 01/2022
Northwestern Mutual Bowling Green KY 05/2021 09/2021
Visionworks Bowling Green KY 02/2019 08/2019
Unemployed Bowling Green KY 01/2013 02/2019
University Of Kentucky Lexington KY 08/2019 05/2023
Truist Investment Services, Inc. Dallas TX 01/2024 08/2024
Unemployed Dallas TX 12/2023 01/2024
Hilltop Securities Inc. Dallas TX 08/2024 Present
  • 08/2023 → 11/2023
    Equitable Advisors, Llc
    New York, NY
  • 09/2022 → 05/2023
    Jimmy Johns
    Lexington, KY
  • 06/2022 → 08/2022
    Ubs
    Nashville, TN
  • 09/2021 → 01/2022
    University Of Kentucky - Recreation And Wellness
    Lexington, KY
  • 05/2021 → 09/2021
    Northwestern Mutual
    Bowling Green, KY
  • 02/2019 → 08/2019
    Visionworks
    Bowling Green, KY
  • 01/2013 → 02/2019
    Unemployed
    Bowling Green, KY
  • 08/2019 → 05/2023
    University Of Kentucky
    Lexington, KY
  • 01/2024 → 08/2024
    Truist Investment Services, Inc.
    Dallas, TX
  • 12/2023 → 01/2024
    Unemployed
    Dallas, TX
  • 08/2024 → Present
    Dallas, TX
Previous Registrations
Other Businesses

1] SHOP REOGUELY LLC, NON-INVESTMENT RELATED, 4222 HAWTHORNE AVE, UNIT 104, DALLAS TX 75219, PRIVATE COMPANY/LLC, CO-FOUNDER & PRESIDENT, START DATE 05/06/2026, 40 HRS/MO NON-BUSINESS, 0 HRS/MO TRADING HOURS, TECH/FASHION LLC AI-POWERED PLATFORM, RECEIVES COMMISSIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    2023-04-10
Other Names
  • Matthew Bryan Rogers
  • Matthew Rogers
  • Matthew B Rogers

View on SEC IAPD

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