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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
CA RA APPROVED 2022-02-28
  • TX RA
    APPROVED
    Since 2022-04-13
  • CA RA
    APPROVED
    Since 2022-02-28

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc San Jose CA 04/2021 Present
Berman Skin Institute Los Altos CA 07/2020 03/2021
Elco Electric Inc San Jose CA 01/2019 06/2019
De Anza College Cupertino CA 08/2015 06/2018
San Francisco State University San Francisco CA 08/2018 05/2020
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    San Jose, CA
  • 07/2020 → 03/2021
    Berman Skin Institute
    Los Altos, CA
  • 01/2019 → 06/2019
    Elco Electric Inc
    San Jose, CA
  • 08/2015 → 06/2018
    De Anza College
    Cupertino, CA
  • 08/2018 → 05/2020
    San Francisco State University
    San Francisco, CA
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
  • S66 Uniform Combined State Law Examination
    2022-02-28

View on SEC IAPD

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