Best Investors Account Sign in

Kraig Richard Bode

Sanctuary Advisors, LLC

Springfield, MO

Miami, FL

CRD 4912909

Claim This Profile
Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-10-22
TX RA APPROVED 2021-10-22
  • MO RA
    APPROVED
    Since 2021-10-22
  • TX RA
    APPROVED
    Since 2021-10-22

Branch Locations

1650 A S. Enterprise, Springfield, MO 65804 • United States

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield MO 01/2005 10/2021
Sanctuary Wealth Springfield MO 10/2021 Present
  • 01/2005 → 10/2021
    Ameriprise Financial Services, Inc.
    Springfield, MO
  • 10/2021 → Present
    Sanctuary Wealth
    Springfield, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-06
  • S66 Uniform Combined State Law Examination
    2006-03-06

View on SEC IAPD

Nearby Firms

DB ADVISORS
FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

TERRY LYNN BLAIR
CHRISTOPHER MICHAEL LEWIS
DOUGLAS RAY BAGWELL

Nearby Offices

DB ADVISORS · SPRINGFIELD, MO
FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC · SPRINGFIELD, MO
J.P. MORGAN SECURITIES LLC · Springfield, MO

More in Springfield, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor