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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-22 |
Branch Locations
11921 Freedom Drive Suite 410, Reston, VA 20190 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Georgia | Athens | GA | 08/2019 | 08/2021 |
| Mercedes-Benz Of Alexandria | Alexandria | VA | 04/2017 | 12/2020 |
| Ken Page Auto Group | Annapolis | MD | 06/2006 | 04/2017 |
| Cetera Advisor Networks | El Segundo | CA | 03/2021 | 04/2021 |
| Cetera Advisor Networks | El Segundo | CA | 04/2021 | 07/2022 |
| Vlp Financial Advisors, Inc. | Vienna | VA | 03/2021 | 06/2022 |
| Creative Planning, Llc | Overland Park | KS | 07/2022 | 08/2023 |
| Cerity Partners Llc | Reston | VA | 08/2023 | 12/2025 |
| Cerity Partners Llc | New York | NY | 01/2026 | Present |
1) Business Name: Project Prosper; Investment-related: No; Address: Tampa Bay, FL; Nature of Business: Financial Education; Position/Title: Financial Program Instructor; Start Date: 7/1/2026; Time: 1 hour every 3 months outside of securities trading hours; Duties: Teach financial education classes to first-generation Americans and immigrants, covering topics from banking basics and credit building to retirement planning, basics of investment, and tax planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-30 |
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