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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-05-05 |
| TX | RA | APPROVED_RES | 2025-07-04 |
| MA | RA | APPROVED | 2025-07-03 |
| GA | RA | APPROVED | 2024-09-23 |
| NY | RA | APPROVED | 2022-05-23 |
| PA | RA | APPROVED | 2022-05-23 |
| FL | RA | APPROVED | 2021-05-18 |
| NJ | RA | APPROVED | 2021-05-17 |
Branch Locations
535 Ohio Ave S, Live Oak, FL 32064 • United States
3450 Clark Road, Sarasota, FL 34231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Live Oak | FL | 07/1998 | 03/2021 |
| Td Bank N.A. | Lake City | FL | 03/2021 | Present |
| Td Private Client Wealth Llc | Lake City | FL | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-30 |
| S65 | Uniform Investment Adviser Law Examination | 2021-05-15 |
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