Benjamin Paul Mcelwee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 04/2024
  Equitable Advisors, Llc
  New York, NY
• 12/2020 → 03/2021
  Unemployed
  Springfield, IL
• 06/2018 → 12/2020
  Washington State University
  Pullman, WA
• 06/2019 → 08/2019
  Laketown Animal Hospital
  Springfield, IL
• 05/2017 → 08/2018
  Maintenance Supply Co
  Springfield, IL
• 08/2015 → 06/2018
  Lincolnland Community College
  Springfield, IL
• 04/2024 → 08/2024
  Unemployed
  Noblesville, IN
• 08/2024 → Present
  Lpl Financial, Llc
  Noblesville, IN

Previous Registrations

• 2024-08-27 → 2026-08-13
  Independent Advisor Alliance, Llc
  Noblesville, IN
• 2023-03-02 → 2024-05-15
  Equitable Advisors, Llc
  Springfield, IL

Other Businesses

1.08/27/2024; Non-Variable Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/30/2024; 4hrs/mth; 4hrs during trading 2.08/27/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Three Trails Wealth Management; Investment Related; at Reported Business Location(s); Start Date 08/27/2024; 160hrs/mth; 8hrs during trading 3.09/05/2024; (Hybrid) Three Trails Wealth Management; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 08/27/2024; 160hrs/mth; 8hrs during trading; I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4.09/05/2024; (Hybrid) INDEPENDENT ADVISOR ALLIANCE, LLC / INDEPENDENT ADVISOR ALLIANCE, LLC; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 08/27/2024; 160hrs/mth; 8hrs during trading; I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5.01/27/2026; Doordash; Rideshare; Not Investment Related; Noblesville,IN; Start Date 01/17/2026; 20hrs/mth; 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2023-02-17
• S63 Uniform Securities Agent State Law Examination
  2021-09-24

Other Names

• Ben P Mcelwee
• Benjamin Paul Mc-Elwee