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Ashlyn Taylor Smith

Mai Capital Management, LLC

West Chester, PA

CRD 7351757

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-10
PA RA APPROVED 2025-11-06
  • FL RA
    APPROVED
    Since 2025-12-10
  • PA RA
    APPROVED
    Since 2025-11-06

Branch Locations

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Private Client Fort Myers FL 01/2023 11/2025
Jp Morgan And Chse Newark DE 07/2022 01/2023
The Vanguard Group Malvern PA 05/2021 06/2022
Student Phoenixville PA 01/2013 06/2020
Evolve Ip King Of Prussia PA 06/2020 05/2021
Mai Capital Management, Llc Cleveland OH 10/2025 Present
  • 01/2023 → 11/2025
    Liberty Private Client
    Fort Myers, FL
  • 07/2022 → 01/2023
    Jp Morgan And Chse
    Newark, DE
  • 05/2021 → 06/2022
    The Vanguard Group
    Malvern, PA
  • 01/2013 → 06/2020
    Student
    Phoenixville, PA
  • 06/2020 → 05/2021
    Evolve Ip
    King Of Prussia, PA
  • 10/2025 → Present
    Mai Capital Management, Llc
    Cleveland, OH
Previous Registrations
  • 2023-09-27 → 2025-11-05
    Liberty Private Client, Llc
    Fort Myers, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-27
  • S65 Uniform Investment Adviser Law Examination
    2023-09-27
Other Names
  • Ashlyn Smith

View on SEC IAPD

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