Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-27 |
| CO | RA | APPROVED | 2017-03-25 |
Branch Locations
6870 West 52Nd Avenue Suite 105, Arvada, CO 80002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Greenwood Village | CO | 02/2005 | 03/2017 |
| Mml Investors Services, Llc | Arvada | CO | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Arvada | CO | 07/2016 | Present |
Name: DBA Financial Planning Group Inv rel: Y Add: 8795 Ralston RD Suite 112 Arvada, CO 80002 Nature: Fee Based Insurance Advisor Position: Owner Start date: 09/2017 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: Run Fee based planning through DBA (2)Name: Financial Planning Group Inv rel: Y Add: 8795 Ralston RD Suite 112 Arvada, CO 80002 Nature: Life, P&C, and health insurance sales Position: Sales, agent Start date: 2/05/2020 No. HR/MO: 5 No. HR/MO during sec trading: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-02 |
Reach out to this advisor