John Cagle

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-05-22
MO	RA	APPROVED	2022-11-16
WA	RA	APPROVED	2022-11-16
CO	RA	APPROVED	2022-11-11
MI	RA	APPROVED	2022-11-11
IL	RA	APPROVED	2021-10-14

CA RA
APPROVED

Since 2023-05-22
MO RA
APPROVED

Since 2022-11-16
WA RA
APPROVED

Since 2022-11-16
CO RA
APPROVED

Since 2022-11-11
MI RA
APPROVED

Since 2022-11-11
IL RA
APPROVED

Since 2021-10-14

Branch Locations

Mackinaw, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
College Chefs	Champaign	IL	12/2015	07/2020
Ohio National Financial Services	Cincinnati	OH	10/2020	Present
The O.N. Equity Sales Company	Cincinnatti	OH	03/2021	Present

12/2015 → 07/2020

College Chefs

Champaign, IL
10/2020 → Present

Ohio National Financial Services

Cincinnati, OH
03/2021 → Present

The O.N. Equity Sales Company

Cincinnatti, OH

Other Businesses

1) Insurance; 29778 Woodfield Drive Mackinaw IL 61755; not investment related; medical/health and life insurance; independent agent; 07/15/2020; 100 hours/month ( 40 during security hours; I am licensed to sell health and life insurance products. I do this as an independent agent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-01
S63	Uniform Securities Agent State Law Examination	2021-06-18

S65 Uniform Investment Adviser Law Examination

2021-10-01
S63 Uniform Securities Agent State Law Examination

2021-06-18

View on SEC IAPD