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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-10-26
  • NJ RA
    APPROVED
    Since 2012-10-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morristown NJ 11/2010 Present
Private Advisor Group, Llc Morristown NJ 12/2016 Present
Previous Registrations
  • 2006-04-05 → 2010-11-16
    Cetera Advisors Llc
    Martinsville, NJ
    Basking Ridge, NJ
    Covington, GA
Other Businesses

1. 11/15/2010 - GUARDIAN WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/5/2014 - PRIVATE ADVISOR GROUP - DBA: (HYBRID) PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA - TIME SPENT 100% - REGISTERED ADMINISTRATIVE ASSISTANT. 3. 12/12/2016 - Private Advisor Group - DBA: (Hybrid) Guardian Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/22/2012 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-04
  • S66 Uniform Combined State Law Examination
    2006-04-04
Other Names
  • Megan Bracey

View on SEC IAPD

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