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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2012-10-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Morristown | NJ | 11/2010 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 12/2016 | Present |
1. 11/15/2010 - GUARDIAN WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/5/2014 - PRIVATE ADVISOR GROUP - DBA: (HYBRID) PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA - TIME SPENT 100% - REGISTERED ADMINISTRATIVE ASSISTANT. 3. 12/12/2016 - Private Advisor Group - DBA: (Hybrid) Guardian Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/22/2012 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-04 |
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