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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-09
CA RA APPROVED 2023-03-31
  • TX RA
    APPROVED
    Since 2023-04-09
  • CA RA
    APPROVED
    Since 2023-03-31

Branch Locations

9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States

2555-2595 W Chandler Blvd Global Human Resources- The Academy, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Financial, Llc Tempe AZ 06/2021 09/2022
American Express Phoenix AZ 08/2019 03/2021
K2 Electric Phoenix AZ 05/2019 06/2019
Village Tavern Scottsdale AZ 05/2017 03/2019
Unemployed Scottsdale AZ 03/2019 05/2019
Scottsdale Community College Scottsdale AZ 06/2016 05/2017
Robinhood Markets, Inc Tempe AZ 06/2022 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2022 Present
Unemployed Scottsdale AZ 03/2021 05/2021
Unemployed Scottsdale AZ 06/2019 08/2019
Bank Of America. N.A. Chandler AZ 10/2022 Present
  • 06/2021 → 09/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 08/2019 → 03/2021
    American Express
    Phoenix, AZ
  • 05/2019 → 06/2019
    K2 Electric
    Phoenix, AZ
  • 05/2017 → 03/2019
    Village Tavern
    Scottsdale, AZ
  • 03/2019 → 05/2019
    Unemployed
    Scottsdale, AZ
  • 06/2016 → 05/2017
    Scottsdale Community College
    Scottsdale, AZ
  • 06/2022 → 09/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 10/2022 → Present
    Chandler, AZ
  • 03/2021 → 05/2021
    Unemployed
    Scottsdale, AZ
  • 06/2019 → 08/2019
    Unemployed
    Scottsdale, AZ
  • 10/2022 → Present
    Bank Of America. N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-30
S63 Uniform Securities Agent State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2023-03-30
  • S63 Uniform Securities Agent State Law Examination
    2021-10-29
Other Names
  • Ben Bisgard
  • Benjamin K Bisgard

View on SEC IAPD

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